-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A8pUvMiV+ZRiYH5ARDJ4pKwEtSjlMXYzuyWRd0quG22DflnKYFKRkg+zPflCtX2u fHltOUHCmdTk9UhcfLeNYQ== 0000868271-09-000012.txt : 20090212 0000868271-09-000012.hdr.sgml : 20090212 20090212153904 ACCESSION NUMBER: 0000868271-09-000012 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEVERN BANCORP INC CENTRAL INDEX KEY: 0000868271 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521726127 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78802 FILM NUMBER: 09594569 BUSINESS ADDRESS: STREET 1: 1919A WEST ST CITY: ANNAPOLIS STATE: MD ZIP: 21404 BUSINESS PHONE: 3012684554 MAIL ADDRESS: STREET 1: 1919A WEST STREET CITY: ANNAPOLIS STATE: MD ZIP: 21401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEVERN BANCORP INC CENTRAL INDEX KEY: 0000868271 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521726127 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1919A WEST ST CITY: ANNAPOLIS STATE: MD ZIP: 21404 BUSINESS PHONE: 3012684554 MAIL ADDRESS: STREET 1: 1919A WEST STREET CITY: ANNAPOLIS STATE: MD ZIP: 21401 SC 13G 1 ajh020913g.htm AJH020913G ajh020913g.htm
 
 

 

UNITED STATES
SECURITES AND EXCHANGE COMMISSION

Washington, D.C.  20549


FORM 13G

Under the Securities Exchange Act of 1934
(Amendment No.  5  )


SEVERN BANCORP, INC.
(Name of Issuer)

Common Stock
(Title of Class of Securities)


 81811M100
(CUSIP Number)


December 31, 2008
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)

[   ] Rule 13d-1(c)

[X ] Rule 13d-1(d)

 
 

 


1.         Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Alan J. Hyatt

2.          Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)           X* 
* This Reporting Person is part of a “Central Group” as determined by the
  Office of Thrift Supervision but does not affirm the existence of such a group.

3.           SEC Use Only

4.         Citizenship or Place of Organization
United States of America

5.           Sole Voting Power:                       246,189  1 2 5
Number of                                
Shares              6.           Shared Voting Power:                 1,389,664  3 4
Beneficially                                
Owned by        7.           Sole Dispositive Power:                 126,069  1 5
Each                                
Reporting         8.           Shared Dispositive Power:              1,389,664  3 4
Person With

9.           Aggregate Amount Beneficially Owned by Each Reporting Person
1,635,853

10.           Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
None

11.           Percent of Class Represented by Amount in Row (9)
16.2% 6

12.           Type of Reporting Person (See Instructions)
IN
 
 

1 Alan J. Hyatt controls 23,232 shares as custodian for his children.
5 Includes 12,500 shares of common stock issuable upon the conversion of 6,250 shares of Series A 8.0% Non-Cumulative Convertible Preferred Stock  (“Series A Preferred Stock”) held by Mr. Hyatt and 6,250 shares of Series A Preferred Stock held by a company in which Mr. Hyatt is general partner.
6 Based on 10,066,679 shares outstanding as of December 31, 2008 and shares that would be outstanding upon exercise of options and conversion of Series A Preferred Stock beneficially owned by Mr. Hyatt.
 

 
 
 

 
1.         Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Sharon G. Hyatt

2.         Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)           X*                                                      
* This Reporting Person is part of a “Central Group” as determined by the
  Office of Thrift Supervision but does not affirm the existence of such a group.

3.         SEC Use Only

4.         Citizenship or Place of Organization
United States of America

5.           Sole Voting Power:                 7,738
Number of                                
Shares             6.           Shared Voting Power:         1,347,564  1
Beneficially                                
Owned by       7.           Sole Dispositive Power:            7,738
Each                                
Reporting        8.           Shared Dispositive Power:    1,347,564 1
Person With

9.           Aggregate Amount Beneficially Owned by Each Reporting Person
1,355,302

10.           Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
None

11.           Percent of Class Represented by Amount in Row (9)
13.5% 2

12.           Type of Reporting Person (See Instructions)
IN




 
 

 

Item 1.            (a)           Severn Bancorp, Inc.
(b)           200 Westgate Circle, Suite 200, Annapolis, Maryland 21401

Item 2.            (a)           Alan J. Hyatt and Sharon G.Hyatt.  The Hyatts are husband and wife.
(b)           200 Westgate Circle, Suite 200, Annapolis, Maryland 21401
(c)           Maryland
(d)           Common
(e)           81811M100

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable

Item 4.           Ownership
 
By Alan J. Hyatt
(a)           1,635,853
(b)           16.2%
(c)           (i)           246,189
(ii)    1,389,664
(iii)           126,069
(iv)   1,389,664
For more information, see the responses to 5, 6, 7, 8, 9, and 11 on page 2.
By Sharon G. Hyatt
(a)           1,355,302
(b)           13.5%
(c)           (i)            7,738
(ii)    1,347,564
(iii)               7,738
(iv)   1,347,564
For more information, see the responses to 5, 6, 7, 8, 9, and 11 on page 3.
   

Item 5.            Ownership of Five Percent or Less of a Class
Not Applicable

Item 6.            Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable

Item 7.
Identification and Classification of the Subsidiary, Which Acquired the Security Being Reported on By the Parent Holding company or Control Person.
 
Not Applicable

Item 8.
Identification and Classification of Members of the Group
 
Not Applicable

Item 9.
Notice of Dissolution of Group
 
Not Applicable

Item 10.
Certification
 
Not Applicable

 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
 
 
Date:  February 12, 2009

 
 /s/ Alan J. Hyatt
 
Alan J. Hyatt

 
 /s/ Sharon G. Hyatt
 
Sharon G. Hyatt



 
 
 

 

Exhibit A
 
AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G

 
The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Severn Bancorp, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G.

This Agreement and the filing of the Schedule 13G shall not be construed to be an admission that any of the undersigned is a member of a "group" consisting of one or more of such persons pursuant to Section 13(g) of the Securities Exchange Act of 1934, as amended and the rules thereunder.

Dated:
February 12, 2009
   
 
 
/s/ Alan J. Hyatt
Alan J. Hyatt

 
 /s/ Sharon G. Hyatt
 
Sharon G. Hyatt








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